Clinical Chemistry 43: 1527-1534, 1997;
(Clinical Chemistry. 1997;43:1527-1534.)
© 1997 American Association for Clinical Chemistry, Inc.
Fatty acid ethyl esters: short-term and long-term serum markers of ethanol intake
Michael Laposataa
a Address for correspondence: Room 235, Gray Bldg., Massachusetts General Hospital, Fruit St., Boston, MA 02114. Fax 617-726-3256; e-mail LAPOSATAMI{at}A1.mgh.harvard.edu
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Abstract
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This review includes a description of short-term and long-term markers
of ethanol intake and their clinical utility. The major portion of this
report is a summary of studies on fatty acid ethyl ester, a new marker
for monitoring both acute and chronic ethanol intake. With the markers
described in the review, algorithms to assess recent ethanol intake,
chronic ethanol intake, and end organ damage are included to provide a
practical approach to the evaluation of the patient.
Key Words: indexing terms: alcohol fatty acids lipids pancreatic disorders liver disorders cirrhosis alcoholism ethanol abuse addiction
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Introduction
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In the context of ethanol abuse, trait markers are those that
identify a genetic predisposition to ethanol abuse or to development of
complications from excess ethanol intake. State markers reflect the
likelihood of acute and chronic ethanol intake. Specifically, the trait
markers are used to address two major questions: individual
predisposition to developing alcoholism and individual
susceptibility to developing alcoholic cirrhosis. The state markers are
valuable in addressing three separate questions: recent intake of
ethanol, evidence of chronic ethanol intake, and evidence of end organ
damage as a result of ethanol intake. Clinically useful markers,
particularly those detectable in blood and urine, are needed to provide
answers to these five questions. Several review articles provide an
overview of the state and trait markers of ethanol intake
(1)(2)(3).
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Trait Markers
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is this individual predisposed to develop alcoholism?
Several markers have been under investigation to address this
question, particularly for those whose risk is higher because of a
family history of alcoholism (4). Substantial attention
has been given to the presence of the A1 allele of the D2 dopamine
receptor (5). The role of the D2 dopamine receptor allele
as a trait marker for development of alcoholism has been widely
publicized (5)(6)(7) and seriously challenged
(8)(9)(10). Platelet monoamine oxidase B has also been
proposed as a marker to identify those predisposed to alcohol abuse. It
has been reported that a low monoamine oxidase B activity in platelets
is a marker for predisposition to alcoholism (11)(12)(13)(14).
Subjects with low platelet monoamine oxidase B activities typically
have sensation-seeking traits and an inability to abstain from ethanol
(13)(14). Use of this assay is not widespread.
Finally, a low value for lymphocyte and platelet adenylyl cyclase has
also been proposed as a marker to identify those predisposed to alcohol
abuse (15)(16). In a recent study, no
difference was found in newly identified tetranucleotide polymorphisms
in the human adenylyl cyclase type 7 gene between alcoholics and
nonalcoholic controls (17). The assay for adenylyl cyclase
has not been popularized as a test for assessing inheritance for
alcoholism.
does this individual have a high susceptibility to develop
alcoholic cirrhosis?
Even less accepted than the genetic markers for predisposition to
alcoholism are the proposed markers for determining susceptibility to
cirrhosis by alcohol abusers. Several HLA antigens (B8, BW40, B13, A2,
DR3, and DR2) have been proposed as markers to address this question
(18). In addition, the collagen
(I)2 gene polymorphism
(19), the alcohol dehydrogenase 31 gene
(20)(21), and the aldehyde dehydrogenase 22
allele (22) have been evaluated in preliminary studies as
markers for susceptibility to cirrhosis.
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State Markers
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has there been recent intake of ethanol?
Blood ethanol is a widely accepted marker for recent ethanol
intake (within the last 46 h). However, the rapid elimination of
ethanol from the blood nearly always makes it impossible to assess
ethanol ingestion beyond the most recent 68 h. Alcohol consumption
can lead to increased concentrations of 5-hydroxytryptophol and
decreased production of 5-hydroxyindole-3-acetic acid
(23)(24). Urinary
5-hydroxytryptophol/5-hydroxyindole-3-acetic acid ratios increase in a
dose-dependent fashion with consumption of alcohol. The ratio remains
increased for 515 h after blood ethanol is no longer detectable
(24). Serum fatty acid ethyl ester (FAEE) has recently
emerged as a potential marker to assess intake of ethanol
(25)(26) because it is detectable in the blood
both when ethanol is present and long after ethanol has been removed
from the circulation. FAEEs are described in detail below.
is there evidence of chronic ethanol intake?
Obtaining evidence for chronic ethanol intake is often problematic
because individuals with chronic alcoholism may abstain long enough
before presenting to a physician to have a blood ethanol of zero at the
time of the visit. Acetaldehyde adducts to proteins, such as hemoglobin
(27), albumin (28), and lipoproteins
(29), have been proposed as markers of chronic ethanol
ingestion. FAEE is also potentially useful in this setting. An
additional marker, carbohydrate-deficient transferrin (CDT), has
emerged to identify individuals who have been ingesting large amounts
of ethanol for prolonged periods but are not acutely intoxicated at the
time of evaluation (1)(2)(3)(30).
is there evidence of end organ damage as a result of chronic
ethanol intake?
The most common target organs for ethanol-induced end organ damage
are the liver and the pancreas. For that reason, calibrated liver and
pancreatic function tests are useful in the evaluation of end organ
damage from ethanol abuse. One particular liver function test, the
assay for
-glutamyltransferase, has long been used as a marker of
liver injury following ethanol intake (3)(31).
This serum enzyme becomes increased more readily than other liver
enzymes after an episode of ethanol abuse. In addition, aspartate
aminotransferase and alanine aminotransferase have been used in
assessment of liver injury. However, the specificity of all of these
markers for liver dysfunction as a result of ethanol abuse is low
(3). Injury to the pancreas is assessed with assays for
pancreatic amylase and pancreatic lipase, but these tests are also not
reflective of pancreatic dysfunction specifically as a result of
ethanol abuse (3). Independent of liver and pancreatic
function, an increase of the mean corpuscular volume of red blood cells
has also been used as a marker of chronic ethanol intake
(3)(31). An increased mean corpuscular volume
reflects dysfunctional production of red blood cells. Markers of injury
to other organs may be valuable in a patient with signs and symptoms
related to dysfunction of organs other than the liver and the pancreas,
such as serum creatine kinase isoenzyme MB for damage to the heart. As
with the markers originating from the liver and the pancreas, however,
these markers also cannot specifically implicate alcohol as the cause
for the dysfunction.
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CDT: Emerging Marker for Chronic Ethanol Intake
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Serum transferrin, which has a molecular mass of 80 kDa, is
synthesized in the liver. The most important known function of
transferrin is to transport and deliver iron. It has two N-linked
carbohydrate units that are added to the amino acid chain
posttranslationally. The biological half-life of serum transferrin is
612 days.
Chronic alcohol intake interferes with the metabolism of several
glycoconjugates, of which transferrin is one. Regular high amounts of
alcohol consumption result in the appearance of isoforms of serum
transferrin that are deficient in their carbohydrate moiety
(30). These isotransferrins are less negatively charged,
and thus they have higher isoelectric points than normal transferrin.
Because of this, these isoforms can be detected by separation methods
on the basis of charge. However, immunoassay is the most commonly used
methodology for determination of CDT (32)(33)(34)(35).
Daily alcohol intake of more than 60 g of ethanol (~4.5 drinks
in the US) for at least 1 week, in most cases, will result in an
increased concentration of CDT in the plasma. During alcohol
abstinence, the values normalize with a mean half-life for the CDT of
1417 days (30). The mechanism for generation of CDT in
alcohol abuse may be an acetaldehyde-mediated inhibition of
glycosyltransferase. However, this has not yet been established. There
have been several recent studies on CDT as a marker for ethanol intake
(32)(33)(34)(35). The results of these investigations are that CDT
is not a discerning marker for detection of as much as 80 g of
ethanol ingested daily for 3 weeks by healthy subjects
(32), that the diagnostic detection limit of CDT as a
marker for chronic ethanol intake is not sufficient to permit its use
as a screening test in the general population (33), that
an increased CDT cannot be regarded as a reliable indicator for chronic
alcohol abuse in patients with liver disease because such patients may
have an increased CDT on the basis of liver disease alone
(34), and that changes in blood CDT concentrations of
2030% may be the most sensitive indicator of a change in ethanol
intake (35).
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FAEEAn Overview
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FAEEs are esterification products of ethanol and fatty acids. As
shown in Fig. 1
, ethanol can be metabolized by oxidative and nonoxidative
pathways (36). In the oxidative pathway, ethanol can be
converted to acetaldehyde through the action of alcohol dehydrogenase,
the microsomal ethanol-oxidizing system, or catalase. Acetaldehyde is
then subsequently metabolized to acetate through the action of aldehyde
dehydrogenase. In one of the nonoxidative pathways of ethanol
metabolism, ethanol can be inserted as the head group of a phospholipid
to form phosphatidylethanol. This transformation occurs through the
action of phospholipase D on phosphatidylcholine in the presence of
ethanol. The nonoxidative ethanol pathway that is the focus of this
review is the pathway leading to the synthesis of FAEE. This is an
enzyme-mediated esterification of fatty acid or fatty acyl-CoA and
ethanol.
It has long been known that ethanol abuse leads to end organ damage in
the liver and pancreas and, to a smaller extent, in the heart and
brain. Acetaldehyde has been proposed as a mediator of this organ
damage. However, acetaldehyde has been shown to be generated primarily
in the liver with little or no synthesis in the pancreas
(37)(38)(39)(40). For this reason an ethanol metabolite other than
acetaldehyde has been sought to account for the toxicity of ethanol. A
1986 autopsy study involving subjects acutely intoxicated at the time
of death demonstrated that the organs most frequently damaged by
ethanol abuse, the pancreas and liver, have the highest concentrations
of both FAEE and FAEE synthase, the enzyme responsible for FAEE
synthesis (41). An enzyme now known as FAEE synthase has
been purified from several different organs (42)(43)(44), but
it is not clear whether this enzyme is responsible for the bulk of FAEE
synthesis. Carboxylester lipase, which has the ability to liberate
fatty acids from complex lipids to which they are esterified, has FAEE
synthase capability (45). This observation has raised the
possibility that hydrolysis of a fatty acid from a phospholipid or a
triglyceride molecule in the presence in ethanol can lead to formation
of FAEEs.
To evaluate the biochemical mechanism for FAEE synthesis, secretion,
and degradation, and to evaluate the toxic effects of FAEE, it was
first necessary to develop a system for solubilization of the highly
nonpolar FAEE in aqueous medium. We had found in a clinical study that
FAEEs appear in the serum after ethanol ingestion bound to albumin and
in the core of lipoproteins with other neutral lipids
(25). With this finding in mind, a method was developed
for the solubilization of FAEE in isolated LDL particles
(46). In this method, LDL are isolated, and the core
lipids are removed with heptane. FAEEs, which can be synthesized from
triglyceride incubated with 0.5 mol/L KOH in ethanol and subsequently
purified by solid-phase extraction (47), are added to the
core of the delipidated LDL particle. This results in the accumulation
of FAEEs into the core of the water-soluble LDL particle.
synthesis and secretion of faees
We have demonstrated that a human hepatoma cell line (HepG2 cells)
exposed to ethanol will synthesize and secrete FAEEs. In these studies,
radiolabeled fatty acid is added to HepG2 cells for 12 h, and then
the cells are exposed to ethanol for an additional 10 h. The
culture medium and cell monolayer are harvested, the lipids are
extracted from each, and the FAEEs are isolated from all other lipids
and quantitated. We have shown that FAEE synthesis and secretion are
linearly correlated to the ethanol concentration in the culture medium
of HepG2 cells. We have also demonstrated that secretion is highly
dependent on the presence of a carrier for FAEE in the medium. In the
absence of any carrier in the medium for the FAEEs, secretion of FAEEs
into the medium is very limited. FAEEs secreted into the HepG2 cell
culture medium are associated with lipoproteins, most predominantly an
HDL secreted by the cells. The secretion of FAEE from HepG2 cells can
be interrupted by cycloheximide, brefeldin, and monensininhibitors of
protein synthesis and various stages of vesicular transport [A.
Kabakibi and M. Laposata, unpublished observations].
toxicity of faees
There have been several reports suggesting that FAEEs are toxic
metabolites of ethanol. In 1983, FAEEs in emulsions were shown to cause
uncoupling of oxidative phosphorylation in mitochondria
(48). In 1986, as noted earlier, an autopsy study
demonstrated the presence of FAEEs selectively in the organs damaged by
ethanol abuse. However, no causal association of FAEE for toxicity was
shown in this investigation (41). In 1988, FAEEs in
emulsions were found to produce changes in membrane fluidity in
synaptosomal membranes (49). In 1993, FAEEs in emulsions
were found to increase rat pancreatic lysosomal fragility
(50). In none of these studies, however, were FAEEs shown
to be toxic for intact cells, and there was little acceptance after
these reports of the suggestion that FAEEs are cytotoxic.
For that reason, we performed a study with HepG2 cells incubated with
LDL containing FAEE in the core of a human LDL particle
(51). The HepG2 cells were incubated with the FAEEs in LDL
for 12 h, and tritiated thymidine was then added for 5 h.
Ethyl oleate and ethyl arachidonate substantially inhibited the
proliferation of HepG2 cells, while native LDL and LDL reconstituted
with cholesterol esters or triglycerides had no effect (Fig. 2
). These two different FAEE species were also shown to decrease
the synthesis of [35S]methionine-labeled protein by the
HepG2 cells. Thus, this study demonstrated that FAEEs could be toxic
for intact cells.

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Figure 2. Effect of ethyl oleate (left panel) or ethyl
arachidonate (right panel) delivered in reconstituted LDL on
[methyl-3H]thymidine incorporation into HepG2
cells.
HepG2 cells grown in 24-well plates were incubated with ethyl esters in
reconstituted LDL for 12 h at the concentrations shown. The amount
of native LDL in companion wells, serving as controls for reconstituted
LDL, was adjusted to the amount of protein in reconstituted LDL.
[methyl-3H]Thymidine (1 µCi/well, 2.2 mCi/L)
in serum-free medium was added for 6 h. The cells were harvested
into 1 mL of ice-cold phosphate-buffered saline. Radioactivity
incorporated into the cells was quantitated by liquid scintillation
spectrometry. Closed circles, reconstituted LDL; open
circles, native LDL. Reprinted with permission from
Gastroenterology [51].
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To determine whether FAEEs could be toxic in vivo, we performed a study
in which FAEEs in reconstituted LDL particles were delivered as an
intraarterial bolus followed by subsequent infusion into the
circulation of rats (52). Control animals received saline
or LDL reconstituted with cholesterol esters. After periods up to
12 h, the animals were killed, and blood and pancreas were removed
for analysis. The toxicity to the pancreas was determined by assessment
of edema formation, measurement of trypsinogen activation peptide for
pancreatic cell injury, and histologic and electron microscopic
examination of the pancreas. The increase over control values in edema
formation and in trypsinogen activation peptide concentrations 3 and
6 h after infusion of FAEEs were highly statistically significant
(P <0.001 for all comparisons). Ultrastructurally, the
cells exposed to FAEE showed dilatation of the endoplasmic reticulum
and an increased number of lipid droplets and secondary lysosomes.
All of these measurements demonstrated that only lipoprotein particles
containing FAEEs produced injury to the pancreas. With evidence that
FAEEs can produce a toxic effect, we investigated whether orally
ingested FAEEs, used clinically to supplement patients with specific
fatty acids, can be toxic in vivo. Before the availability of FAEEs,
fatty acids used for therapeutic purposes were provided as
triglycerides. To evaluate whether FAEE supplements are associated with
organ toxicity, we first evaluated the degradation of FAEE in the
gastrointestinal tract and in the blood (53). Radiolabeled
FAEEs were delivered as an oil directly into the rat stomach through a
gastrostomy. Blood was collected from each rat at 5, 15, 30, 60, 90,
and 120 min, after which the animal was killed and the organs were
harvested. The organ distribution of total radioactivity from the
radiolabeled FAEEs 2 h after delivery into the stomach, for both
radiolabeled ethyl oleate and radiolabeled ethyl eicosapentaenoate,
indicated that the radioactivity was largely present in the
gastrointestinal tract. The highest amounts were in the stomach,
duodenum, jejunum, and liver. When the radioactive lipid classes were
quantitated in these organs to determine the percentage of
radioactivity remaining as FAEE, only a partial hydrolysis of the FAEE
was found in the stomach. In the duodenum, however, there were no
residual FAEEs. This suggests that lipases in the gastrointestinal
tract, primarily in the duodenum, can result in hydrolysis of the FAEEs
and thereby limit any toxic effect from FAEE supplements.
Because of the likely absorption into the blood of undegraded FAEEs
through the stomach, we evaluated the hydrolysis of FAEEs in LDL in the
vascular compartment after intraarterial injection into the rat. We
demonstrated that the degradation of FAEEs in the blood is extremely
rapid, with a half-life of 58 s. This provides additional evidence
that FAEEs ingested as fatty acid supplements are unlikely to produce
toxic effects.
faees AS MARKERS FOR ACUTE AND CHRONIC ETHANOL INTAKE
We have recently reported that FAEEs may be useful as markers for
both acute and chronic ethanol intake (26). We performed a
study in which seven subjects were given ethanol to drink at a
controlled rate over 90 min. Multiple samples were then collected from
the subjects for blood ethanol and serum FAEEs for up to 24 h. The
results from this study indicate that the concentration of FAEE in the
blood closely parallels the concentration of blood ethanol (Fig. 3
). Importantly, however, the serum FAEEs in these subjects, who
all achieved blood ethanol concentrations >1.5 g/L (1500 mg/L, 32.5
mmol/L), were still detectable 24 h after ethanol ingestion (Fig. 4
). Thus, this observation identifies individuals who have
ingested ethanol within 24 h. Individuals who had ethanol values
very slightly above baseline and <0.10 g/L ethanol (100 mg/L, 2.2
mmol/L) and would be considered negative for ethanol in our clinical
laboratory were all found to be positive for FAEE. This suggests that
FAEE may be a more discerning marker for ethanol intake than ethanol
itself. Thus, serum FAEE may evolve into both a short-term and a
long-term marker of ethanol ingestion.

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Figure 3. Time courses for serum FAEE concentration and ethanol
concentration for subjects 1 through 7 over a 24-h period.
Ethanol ingestion occurred during the first 1.5 h of the time
course. Reprinted with permission from JAMA [26].
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Figure 4. Serum FAEE and ethanol concentrations 24 h after the
initiation of ethanol ingestion and 22.5 h after cessation.
Reprinted from Doyle et al. [26].
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Algorithm to Determine Recent Intake of Ethanol
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Figure 5
shows the algorithm to assess recent intake of ethanol. This
algorithm begins with a test for blood ethanol. If the answer is
negative, the person evaluating the patient should assess the degree of
suspicion for ethanol intake within the past 24 h. If there is no
suspicion, then the evaluation can be ended. However, if there is still
a suspicion of ethanol intake, an assay for serum FAEE would be
valuable. A negative blood ethanol with a positive FAEE is consistent
with ethanol intake 424 h before blood collection.
If the test for blood ethanol is positive and confirming the positive
blood ethanol or assessing the timing of ethanol intake is desired, an
assay for serum FAEE could be performed. If the assay for serum FAEE is
positive, it can be concluded that ethanol intake has occurred 06 h
before blood collection. If the FAEE test is negative, the ethanol and
FAEE tests should be repeated because a positive blood ethanol with a
negative FAEE is not known to occur.
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Algorithm to Assess Chronic Ethanol Intake and End Organ Damage in
the Absence of Acute Intoxication
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In this algorithm (Fig. 6
), the first step for a patient suspected of chronic ethanol
abuse is to document a negative blood ethanol to rule out ethanol
intake within the past 6 h. Assuming that the result for blood
ethanol is negative, the next step is to perform an FAEE assay to
assess ethanol intake within the last 24 h. If FAEEs are detected,
it can be concluded that substantial ethanol intake has occurred within
the last 24 h, and therefore, chronic ethanol intake should be
suspected. With or without detection of serum FAEE, an assay for CDT to
assess chronic alcohol intake should be performed. If the CDT assay is
positive, whether or not FAEEs are present, evidence of substantial
chronic ethanol intake exists, and the patient should be evaluated with
clinical and laboratory evaluations of the liver and pancreas. If the
CDT assay is negative and the person evaluating the patient still
suspects chronic ethanol intake, the CDT assay should be repeated at a
later date. If the CDT result is positive at that time, the patient
should be evaluated as above for end organ damage. If the CDT assay is
repeatedly negative but suspicion of ethanol abuse persists, other
markers for chronic ethanol intake (many are in development) could be
sought. If any are positive, this may provide evidence for chronic
ethanol intake and lead to a reevaluation of the patient at a later
date with FAEE and CDT assays and tests for end organ damage.
If none of the new ethanol intake markers are available and the CDT has
been repeatedly negative, the next question is to ask whether FAEEs
were detectable in the initial analysis. If serum FAEEs have never been
detected in a patient who is CDT-negative on two occasions and has no
other markers for chronic ethanol intake, there is no evidence for
chronic ethanol intake. However, if FAEEs are detected with a
repeatedly negative CDT, the question of whether it is the first time
for FAEE detection becomes important. If the FAEEs have been detected
on more than one occasion, this is strong evidence for chronic ethanol
intake, even with a negative CDT test. If this is the first time for
FAEE detection, it would be most prudent to repeat the evaluation from
the beginning at a later date.
A clinical need for markers of ethanol intake exists. Although
tests of liver function provide some evidence for excess ethanol
intake, several newer markers, notably CDT and FAEE, could become
widely used. Ongoing work with these new indicators of ethanol intake
should provide important information regarding their clinical utility.
An initial proposal for their clinical use is shown in the algorithms
provided in this report (Figs. 5
and 6
).
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