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Clinical Chemistry 47: 56-62, 2001;
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(Clinical Chemistry. 2001;47:56-62.)
© 2001 American Association for Clinical Chemistry, Inc.


Articles

Molecular Diagnosis of Intermediate and Severe {alpha}1-Antitrypsin Deficiency: MZ Individuals with Chronic Obstructive Pulmonary Disease May Have Lower Lung Function Than MM Individuals

Morten Dahl1, Børge G. Nordestgaard1,3, Peter Lange2,3, Jørgen Vestbo2,3 and Anne Tybjærg-Hansen1,3,a

1 Department of Clinical Biochemistry, Herlev University Hospital, DK-2730 Herlev, Denmark.

2 Department of Respiratory Medicine, Hvidovre University Hospital, DK-2650 Hvidovre, Denmark.

3 The Copenhagen City Heart Study, Bispebjerg University Hospital, DK-2400 Copenhagen NV, Denmark.
a Address correspondence to this author at: Department of Clinical Biochemistry, Rigshospitalet, Blegdamsvej 9, DK-2100 Copenhagen Ø, Denmark. Fax 45-35452524; at-h{at}rh.dk.


   Abstract
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
Background: We tested whether intermediate (MZ, SZ) and severe (ZZ) {alpha}1-antitrypsin deficiency affects lung function in the population at large.

Methods: We performed spirometry [forced expiratory volume in 1 s (FEV1) and forced vital capacity (FVC)] and genotyping of 9187 individuals from the adult general population of Copenhagen, Denmark.

Results: As expected, the frequencies of individuals with MM, MS, SS, MZ, SZ, and ZZ genotypes were 0.891, 0.054, 0.001, 0.052, 0.001, and 0.001, respectively. Genotype interacted with clinically established chronic obstructive pulmonary disease (COPD) on the percentage of the predicted FEV1 (P = 0.004): the percentage of the predicted FEV1 was reduced in MZ compared with MM individuals among those with clinically established COPD, but not among those without COPD. Furthermore, SZ compound heterozygotes had lower FEV1/FVC ratios than MM individuals (P <0.05), and ZZ homozygotes had lower percentages of the predicted FEV1 and FEV1/FVC ratios than MM, MS, SS, and MZ individuals (all Ps <0.01). Reduced lung function in SZ and ZZ vs MM individuals could be demonstrated in current and ex-smokers, but not in nonsmokers. Compared with MM individuals in the same groups, FEV1 was reduced 655 mL in MZ individuals with clinically established COPD, 364 mL in SZ current smokers, and 791 mL in ZZ current smokers.

Conclusions: In the population at large, MZ was associated with reduced pulmonary function in individuals with clinically established COPD, whereas SZ and ZZ were associated with reduced pulmonary function in smokers. The presence of the {alpha}1-antitrypsin MZ genotype may in certain circumstances produce marked aggravation of airway obstruction in individuals prone to develop COPD.


   Introduction
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
Chronic obstructive pulmonary disease (COPD)1 is and will continue to be one of the most important health problems in developed countries in terms of both morbidity and mortality (1)(2). In >80% of cases, COPD is caused by the combination of smoking and genetic susceptibility. The best described genetic cause of COPD is {alpha}1-antitrypsin deficiency (1)(3). {alpha}1-Antitrypsin is a protease inhibitor that protects lung parenchyma from destruction by neutrophil elastase. When {alpha}1-antitrypsin is deficient, lung tissue is slowly destroyed, ultimately leading to pulmonary emphysema and/or early death (3).

Intermediate and severe {alpha}1-antitrypsin deficiency is almost entirely caused by the Z and S alleles as opposed to the wild-type M allele in the {alpha}1-antitrypsin gene: individuals with the six different genotypes, ZZ, SZ, MZ, SS, MS, and MM, have relative plasma {alpha}1-antitrypsin concentrations of ~16%, 51%, 83%, 93%, 97%, and 100%, respectively (4). A deteriorating effect of severe deficiency (ZZ genotype) on lung function has been known for many years; however, this effect may have been overestimated because mainly patients with COPD have been studied. The role of intermediate deficiency (MZ and SZ genotypes) in COPD is less clear (1)(3)(5)(6)(7)(8)(9)(10)(11).

We tested the hypotheses that both intermediate and severe {alpha}1-antitrypsin deficiency affects lung function in the population at large. For this purpose, we genotyped 9187 white women and men from a Danish general population sample, thus avoiding bias by selecting from a specific patient population.


   Materials and Methods
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
study subjects
All subjects included in this cross-sectional study participated in the third examination of the Copenhagen City Heart Study, which took place from 1991 through 1994 (12)(13). The participants, ages >=20 years, were selected at random after age stratification in 10-year age groups from among 90 000 residents of Copenhagen (14). Of the 17 180 individuals invited, 10 049 participated, 9259 gave blood, and 9187 were genotyped; of these, 9069 individuals had spirometry performed. Less than 1% were non-Caucasian, and 99% were of Danish descent. All subjects gave informed consent. The study was approved by the ethics committee for the City of Copenhagen and Frederiksberg (number 100.2039/91).

From 1991 to 1999, 1588 (22%) nonresponders died compared with 1352 (13%) responders. The mean age of nonresponders at the time of examination was 60 years compared with 58 years in responders. The number of nonresponders who died from respiratory disease [International Classification of Diseases, 8th revision (15), disease classification 460-519; International Classification of Diseases, 10th revision (16), disease classification J00-J99] was 249 (16% of all deaths) vs 176 (13%) in responders.

Participants filled out a self-administered questionnaire, which was validated by the participant and an investigator on the day of attendance. All subjects reported whether they were current smokers, ex-smokers, or life-long nonsmokers, and an estimate of lifetime tobacco exposure (in pack-years) was calculated as: daily tobacco consumption (grams) x duration of smoking (years) divided by 20 (grams/pack). Chronic bronchitis was defined as bringing up phlegm at least 3 months continuously every year. Hospitalization for COPD was assessed via the Danish National Hospital Discharge Register and the International Classification of Diseases, 8th revision (disease classification 490-492) (15); clinically established COPD was taken as previous hospitalization for COPD.

We measured forced expiratory volume in 1 s (FEV1) and forced vital capacity (FVC) with a dry wedge spirometer (Vitalograph) that was calibrated daily with a 1-L syringe. Three sets of values were obtained, and as a criterion for correct performance of the procedure, at least two measurements of FEV1 and FVC differing by <5% had to be produced. The highest set of FEV1 and FVC values were used in the analyses as absolute values and as the percentage of predicted values, using internally derived reference values based on a subsample of life-long nonsmokers (17). Airway obstruction was defined as FEV1 <80% of predicted and FEV1/FVC <0.7 (18).

Total genomic DNA was extracted from frozen whole blood (19). The Z (342Glu->Lys) and S (264Glu->Val) mutations in the {alpha}1-antitrypsin gene were identified by multiplex PCR (20) using an Omnigene Temperature Cycler (Hybaid). Primer pairs to diagnose the Z and S mutations were as follows: Z, sense (5'-ATAAGGCTGTGCTGACCATCGTC-3') and antisense (5'-TTGGGTGGGATTCACCACTTTTC-3'); S, sense (5'-TGAGGGGAAACTACAGCACCTCG-3') and antisense (5'-AGGTGTGGGCAGCTTC-TTGGTCA-3'). We added 3 pmol of each primer and 0.5 U of Taq DNA polymerase (Life Technologies) to ~100 µg of DNA in 30 µL (final volume) of a solution containing 20 mM Tris-HCl, pH 8.4, 50 mM KCl, 1.5 mM MgCl2, and 200 µM each dNTP. Temperature cycling conditions were as follows: (a) initial 5-min denaturation at 94 °C; (b) 35 cycles of 1 min at 94 °C, 1 min at 55 °C, and 2 min at 72 °C; and (c) a final extension for 10 min at 72 °C. The presence of either mutation destroyed a Taq1 site in the respective PCR products. After Taq1 digestion at 65 °C for 120 min, fragments of 157 bp + 22 bp (wild-type allele) or 179 bp (Z allele), and 100 bp + 21 bp (wild-type allele) or 121 bp (S allele) were separated on a 3% agarose gel (SeaKem LE; FMC BioProducts), stained with ethidium bromide, and visualized on a ultraviolet transilluminator. Individuals with SS, SZ, and ZZ genotypes were retested to confirm the diagnosis. The numerous other non-deficiency alleles are not detected by this method.

statistical analysis
Statistical analyses were performed with SPSS (21); P <0.05 in a two-sided test was considered significant. Differences in the percentage of the predicted FEV1, the percentage of the predicted FVC, and the FEV1/FVC ratio according to {alpha}1-antitrypsin genotypes were compared using ANOVA; the Kruskal–Wallis ANOVA was used in case of unequal variances. The Levene test examined differences in variance among the six genotypes. To approach gaussian distribution, FEV1 was square-root-transformed and FEV1/FVC was cubed before statistical analyses, but the data shown in Tables 1–5 and Figs. 1 and 2 are untransformed values. The Student t-test was used as the post hoc test for two-genotype comparisons. Interactions between genotype and other covariates (age, gender, smoking, long-term occupational exposure to dust or fumes, common respiratory infections in childhood, chronic bronchitis, and COPD) on the percentage of the predicted FEV1, the percentage of the predicted FVC, and the FEV1/FVC ratio were examined by introducing two-way interaction terms between the genotype and the covariate examined, one at a time, in an analysis of covariance (ANCOVA). To estimate the average reduction in lung function in MZ, SZ, and ZZ individuals vs MM individuals, ANCOVA allowing for age, gender, height, and smoking was used; the F-statistic determined whether genotype contributed significantly.


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Table 1. Smoking and pulmonary disease by {alpha}1-antitrypsin genotypes.1


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Table 2. Pulmonary function by {alpha}1-antitrypsin genotypes, stratified by clinically established COPD.


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Table 3. Difference in lung function in {alpha}1-antitrypsin MZ, SZ, and ZZ vs MM individuals.1


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Table 4. Odds ratios for pulmonary disease by {alpha}1-antitrypsin genotypes.


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Table 5. Characteristics of ZZ homozygotes identified in the population at large.



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Figure 1. Pulmonary function by {alpha}1-antitrypsin genotype stratified by smoking status.

Number of subjects for each genotype is shown in parentheses. Values are mean and 95% confidence intervals. *, P <0.05 compared with MM by post hoc Student t-test.



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Figure 2. Percentage of the predicted FEV1 according to extent of smoking in MZ ({triangleup}), SZ ({diamond}), and ZZ ({triangledown}) vs MM (•) individuals.

MZ and MM individuals were divided into nonsmokers and approximate tertiles of pack-years of tobacco consumed; bars represent 95% confidence intervals. Numbers of subjects: MZ, n = 467; SZ, n = 9; ZZ, n = 6; MM, n = 7994.

The Student t-test and {chi}2 likelihood ratio test were used for univariate analyses. Logistic regression analysis assessed {alpha}1-antitrypsin genotypes as predictors of airway obstruction and chronic bronchitis. Interactions between genotype and age, gender, smoking, occupational exposure to dust or fumes, or common childhood respiratory infections in predicting airway obstruction and chronic bronchitis were tested using two-factor interaction terms, with the likelihood ratio test as a measure of significance. Multifactorial logistic regression analysis was used to adjust for age, gender, smoking, long-term occupational exposure to dust or welding fumes, and common respiratory infections in childhood.


   Results
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
{alpha}1-Antitrypsin genotype frequencies in this white, Danish general population sample were 0.891, 0.054, 0.001, 0.052, 0.001, and 0.001 for MM, MS, SS, MZ, SZ, and ZZ, respectively. Genotype frequencies did not differ from those predicted by the Hardy-Weinberg equilibrium ({chi}2, 0.1 < P < 0.2). Distribution of gender and smoking did not differ significantly among the six genotypes (Table 1Up ).

fev1 and fev1/fvc
Genotype interacted with clinically established COPD on the percentage of the predicted FEV1 (ANCOVA, P = 0.004). The interaction was caused by decreases in the percentage of the predicted FEV1 and the FEV1/FVC ratio in MZ heterozygotes compared with MM individuals among subjects with clinically established COPD, but not in those without COPD (Table 2Up ). Among subjects with clinically established COPD, MZ heterozygotes had an average reduction of 655 mL in FEV1, compared with MM individuals, after adjustment for age, gender, height, and smoking (Table 3Up ).

In the total general population sample, the percentage of the predicted FEV1 and the FEV1/FVC ratio differed among the six genotypes (Fig. 1Up ; ANOVA, P = 0.02 and P = 0.002, respectively). In post hoc Student t-tests, SZ compound heterozygotes had lower FEV1/FVC ratios than MM individuals (P <0.05). Furthermore, ZZ homozygotes had lower percentages of the predicted FEV1 and FEV1/FVC ratios than MM, MS, SS, and MZ individuals (all Ps <0.01). When these analyses were stratified by smoking status, reductions in lung function in SZ and ZZ individuals vs MM individuals were statistically significant only among ex-smokers or current smokers, but not among nonsmokers (Fig. 1Up ). The percentage of the predicted FVC did not differ among the six genotypes (data not shown).

With increasing extent of smoking, the percentage of the predicted FEV1 did not decrease more in MZ individuals than in MM individuals, whereas such a trend was observed for SZ and ZZ individuals (Fig. 2Up ). Among current smokers, SZ compound heterozygotes had an average reduction in FEV1 of 364 mL compared with MM individuals after adjustment for age, gender, and height (Table 3Up ). Compared with MM individuals, ZZ homozygotes had an average reduction in FEV1 of 791 mL among current smokers.

airway obstruction
In the total general population sample, airway obstruction characterized by pulmonary function studies was more common in subjects with SZ and ZZ genotypes than in subject with the MM genotype, whereas frequency of airway obstruction was unaffected in subjects with the MZ genotype (Table 1Up ). Chronic bronchitis was more common in ZZ than in MM individuals, but not in any other genotype.

The odds ratios for airway obstruction were 5.4 (95% confidence interval, 1.5–19) and 8.0 (95% confidence interval, 1.6–40) for SZ and ZZ vs MM individuals, and 1.1 (95% confidence interval, 0.9–1.5) for MZ vs MM individuals (Table 4Up ); an odds ratio equal to 1 indicates that the risk of disease is not significantly different in probands vs controls, whereas an odds ratio >1 indicates an increased risk for disease among probands vs controls. Thus, the estimated risk for developing airway obstruction was 5 and 8 times higher among SZ and ZZ compared with MM individuals, whereas risk of airway obstruction was unaffected overall in MZ carriers. The odds ratio for chronic bronchitis was 6.3 (1.3–31) for ZZ vs MM individuals, whereas no other genotype had increased risk of chronic bronchitis in unifactorial logistic regression.

After adjustment for age, gender, smoking, exposure to occupational dust or fumes, and common respiratory infections in childhood, odds ratios for airway obstruction were 5.3 (1.0–26) and 18 (2.9–114) for SZ and ZZ individuals vs MM individuals (Table 4Up ), whereas the odds ratio for chronic bronchitis was 9.6 (1.7–53) for ZZ vs MM individuals.

characteristics of zz homozygotes
The six ZZ homozygotes were 44, 44, 49, 61, 72, and 85 years of age compared with a mean age of 57 years in MM individuals (Wilcoxon, P = 0.93; Table 5Up ). Although three ZZ individuals fulfilled the spirometric criteria for airway obstruction, only one had previously been hospitalized for COPD and was on medication for respiratory disease.


   Discussion
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
 
The major finding in this study was that, compared with the MM genotype, the MZ genotype seems to be associated with decreased pulmonary function in individuals with clinically established COPD. Furthermore, we showed that both the SZ and ZZ genotypes, when identified in the population at large, are associated with airway obstruction and with reduced pulmonary function, especially in smokers.

The role of MZ heterozygosity in COPD has been controversial (1)(3)(5)(6)(7)(11). The present study of 476 MZ individuals compared with 8184 MM individuals is very large and is not biased by selection from a specific patient population: the MZ genotype was not overrepresented among individuals with airway obstruction, but among subjects with clinically established COPD, MZ heterozygotes had reduced lung function compared with MM individuals. Because MZ heterozygosity modifies the course of disease only among individuals with clinical COPD, it appears to be a susceptibility rather than a causative mutation for COPD. This suggests that MZ heterozygosity works only in certain contexts, i.e., only when other, as yet unknown, predisposing factors are present. This observation may explain previous contradicting findings in different studies of the MZ genotype. Chronic airway inflammation in COPD patients may increase the oxidative burden in the lung, accelerating {alpha}1-antitrypsin inhibition (22). This together with a higher release of neutrophil elastase as a result of inflammation could push a subtle antiprotease/protease balance in MZ individuals toward higher proteolytic destruction of lung tissue. Thus, it seems plausible that a 17% decrease in {alpha}1-antitrypsin concentrations attributable to the MZ genotype (4) will not affect lung function in the average individual, but only in those with preexisting COPD.

It is well known that severe {alpha}1-antitrypsin deficiency reduces protection of lung tissue from neutrophil elastase, thus leading to progressive destruction of lung tissue and finally to overt COPD (1)(3). The present demonstration that intermediate {alpha}1-antitrypsin deficiency in SZ individuals, when identified in the population at large leads to reduced pulmonary function and a fivefold increase in risk of airway obstruction, is therefore mechanistically conceivable. Our finding is in agreement with some (8), but not all previous results (9). That SZ compound heterozygosity causes less severe airway obstruction than ZZ homozygosity is in agreement with earlier findings (6)(8)(11).

Because it seems well established that severe {alpha}1-antitrypsin deficiency, i.e., ZZ homozygosity, leads to COPD and early death, particularly in smokers (1)(3), we expected to find reduced numbers of ZZ homozygotes in this general population sample with an average age of all participants of 58 years. However, we detected 1 ZZ homozygote in 1500, the highest frequency detected in any population (3)(23)(24). Furthermore, our sample appeared to be in Hardy-Weinberg equilibrium with expected and observed numbers of ZZ homozygotes of seven and six, respectively. This suggests that although ZZ homozygosity may be a very serious condition for some individuals (3), a substantial fraction of ZZ homozygotes, when identified in the population at large, at most have relatively mild forms of lung disease. This is supported by the fact that, on average, the percentages of the predicted FEV1 were 93% and 59% in nonsmokers and smokers with the ZZ genotype in our sample, whereas in a previous Danish study of ZZ individuals ascertained in patients with COPD, the equivalent values at the same age were 25% and <10%, respectively (25).

In the present study, bias caused by investigators’ knowledge of disease or risk-factor status seems unlikely because we selected from a general population and genotyped our samples without knowledge of disease status or lung function test results. Selection bias was possible if severe lung disease in some SZ or ZZ individuals prevented them from participating in our study; however, the expected and observed numbers of these genotypes according to Hardy-Weinberg equilibrium were similar. Nevertheless, if such a bias exists, we may have underestimated the effect of SZ and ZZ genotypes on lung function. It should also be pointed out that our results are based on very small numbers of SZ and ZZ individuals. Misclassification of genotypes is unlikely because the diagnosis of MZ and MS included a control site for restriction enzyme digestion and because all subjects with a SS, SZ, or ZZ genotype were reanalyzed to confirm the diagnosis.

From the odds ratios for airway obstruction in SZ and ZZ individuals as well as genotype frequencies in this study, it can be calculated (26) that the fraction of airway obstruction attributable to the SZ or ZZ genotype in the general population is ~0.4% and 1.5%, respectively. This is a relatively small fraction, and because many ZZ and SZ individuals from the present study at most seem to have modest lung disease, screening for {alpha}1-antitrypsin deficiency in the population at large can be questioned. However, screening for {alpha}1-antitrypsin deficiency among patients with COPD could be warranted: the major reason would be to identify COPD patients with a genetic background for the disease, allowing additional screening of siblings of the patients for this disease. Today, clinical treatment does not differ among MZ, SZ, and ZZ individuals if they have similar clinical symptoms; however, future therapies, such as protease inhibitors aimed at ZZ patients, could differ among these three groups.

Our data support that molecular diagnostics rather than measurement of plasma concentrations may be used in the future to detect individuals with {alpha}1-antitrypsin deficiency. Although this may be particularly suitable for a Scandinavian population, where the great majority of deleterious alleles are Z alleles, it is less suitable for North American populations, where 5% of {alpha}1-antitrypsin deficiency is attributable to non-Z alleles, and it is certainly not suitable for Asian populations, where the deficiency is always associated with non-Z alleles.


   Acknowledgments
 
This study was supported by the Danish Lung Association, the Danish Heart Foundation, the Danish Medical Research Council, Løvens Kemiske Fabrik’s Fond, and Beckett-Fonden. We thank Anne-Merete Bengtsen, Charlotte Worm, and Hanne Damm for expert technical assistance; the participants in the Copenhagen City Heart Study for their willingness to participate; and those who helped assess the cohort, especially Merete Appleyard.


   Footnotes
 
1 Nonstandard abbreviations: COPD, chronic obstructive pulmonary disease; FEV1, forced expiratory volume in 1 s; FVC, forced vital capacity; and ANCOVA, analysis of covariance.


   References
Top
Abstract
Introduction
Materials and Methods
Results
Discussion
References
 

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M. Dahl, A. Tybjaerg-Hansen, P. Schnohr, and B. G. Nordestgaard
A Population-based Study of Morbidity and Mortality in Mannose-binding Lectin Deficiency
J. Exp. Med., May 17, 2004; 199(10): 1391 - 1399.
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CirculationHome page
M. Dahl, A. Tybjaerg-Hansen, H. Sillesen, G. Jensen, R. Steffensen, and B. G. Nordestgaard
Blood Pressure, Risk of Ischemic Cerebrovascular and Ischemic Heart Disease, and Longevity in {alpha}1-Antitrypsin Deficiency: The Copenhagen City Heart Study
Circulation, February 11, 2003; 107(5): 747 - 752.
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ThoraxHome page
A J Sandford and E K Silverman
Chronic obstructive pulmonary disease * 1: Susceptibility factors for COPD the genotype-environment interaction
Thorax, August 1, 2002; 57(8): 736 - 741.
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ANN INTERN MEDHome page
M. Dahl, A. Tybjaerg-Hansen, P. Lange, J. Vestbo, and B. G. Nordestgaard
Change in Lung Function and Morbidity from Chronic Obstructive Pulmonary Disease in {alpha}1-Antitrypsin MZ Heterozygotes: A Longitudinal Study of the General Population
Ann Intern Med, February 19, 2002; 136(4): 270 - 279.
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