Clinical Chemistry
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Clinical Chemistry 47: 631-634, 2001;
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(Clinical Chemistry. 2001;47:631-634.)
© 2001 American Association for Clinical Chemistry, Inc.


Opinion

Preoperative Serum Prostate-specific Antigen (PSA) Below 10 µg/L Predicts Neither the Presence of Prostate Cancer Nor the Rate of Postoperative PSA Failure

Thomas A. Stamey1

1 Stanford University, Department of Urology S-287, Stanford University School of Medicine, Stanford, CA 94305-5118, E-mail tstamey{at}leland.stanford.edu


   Abstract
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Abstract
Introduction
References
 
Recent information on the relationship of serum prostate-specific antigen (PSA) to prostate cancer and new reports on death rates in men warrant a reassessment of how we diagnose and treat prostate cancer. We now know for the first time that the annual death rate from prostate cancer in men >=65 years of age is only 226 per 100 000 men. At least 40 000 of 100 000 men over age 65 (40%) have invasive prostate cancer as judged by examination of prostates in 3- to 4-mm step-sections. Thus, only 1 of every 177 men 65 years of age or older (226 in 40 000) with invasive prostate cancer dies annually from his cancer. Serum PSA between 2 and 10 µg/L is used almost universally as an indication to biopsy the prostate. When 10–20 biopsies are commonly taken, it is not surprising that ~40% of men are biopsy-positive for prostate cancer. Despite this reliance on serum PSA as an indication for biopsy, data at Stanford show no clinically useful relationship between preoperative serum PSA (in the range 2–10 mg/L) and the volume of Gleason grade 4/5 cancer or the volume of Gleason grades 3, 2, and 1 cancer, nor can we show any useful relationship of such preoperative PSA concentrations (2–10 µg/L) to biochemical PSA failure rates after radical prostatectomy. We urgently need a better serum marker for prostate cancer. Because PSA biochemical failure rates after radical prostatectomy are directly proportional to the amount of Gleason grade 4/5 cancer in the prostate, a serum marker of Gleason grade 4/5 carcinoma could be ideal.


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Abstract
Introduction
References
 
In this issue of Clinical Chemistry, Piironen et al. (1) describe a whole-blood assay for PSA. The authors are recognized as international experts in developing monoclonal antibodies and designing assays for PSA (total PSA) and its molecular forms in serum. It is not surprising, then, that they have developed what appear to be robust assays in whole blood samples for all three molecular forms of PSA, which, when corrected for the hematocrit, are comparable to serum values. In the process, they have added valuable biological information that strongly suggests that the three molecular forms of PSA are in a steady state of equilibrium at the moment they first reach the blood, a most useful piece of information for those who try to understand the evolution of PSA forms in prostate tissue.

My concern with marketing these assays for use at the point of care is that it can send the wrong message to the clinician and the patient. To determine PSA "immediately after venipuncture" implies some kind of a hurry to know the PSA value to arrive at an immediate or early decision. To the contrary, what is actually needed in prostate cancer are a lot of thought, careful discussions and, often, second or even third opinions. Even the physiological variation of serum PSA is not inconsequential, and a second PSA value measured 2–3 weeks later without any examination of the prostate at either the first or second visit may be surprisingly different from the first value (2). More importantly, we must never forget that at least 40% of men over 50 years of age have histologically invasive prostate cancer (3)(4), but only a small fraction of those who have prostate cancer actually die from it.

It is easy to estimate how large the disparity is between histologic prevalence of invasive cancer and death from prostate cancer. The extraordinary incidence of prostate cancer is indisputable and increases with aging. It is best documented by examining serial sections of prostates from men who die unexpectedly in apparent good health and therefore require a coroner’s inquest. The earliest detailed study, to my knowledge, was that of L.M. Franks from London, England (3), who in 1954 found that 69 of 178 men (38%) over 50 years of age had invasive prostatic carcinoma when their whole prostates were sectioned at 4-mm intervals, a value that contrasted sharply with the 1.4% death rate for prostate cancer in the United Kingdom for men over 50 years of age (5). The elegant studies of Sakr et al. (6) on younger men in the 4th and 5th decades of life who were killed on the streets of Detroit showed invasive prostatic cancer in 27% and 34%, respectively; these studies argue strongly that prostate cancer begins in the 4th decade of life in a highly significant number of men. Almost as useful as autopsies in men requiring a coroner’s study are men who have their prostates removed not because of anything wrong with their prostate but because of invasive bladder cancer. In 139 consecutive such prostates at Stanford serially sectioned at 3-mm intervals, 40% had invasive prostate cancer at a mean age of 66 years (median, 65 years; range, 31–84 years) (4). Hirst and Bergman (7) reported an autopsy incidence of invasive carcinoma of 54% in men >80 years of age. For an additional 21 references on the autopsy incidence of prostate cancer, see Brawley et al. (8). The median age at diagnosis of prostate cancer in the National Cancer Institute’s Surveillance, Epidemiology, and End Results (SEER) program is 71 years for whites and 69 years for blacks (8).

Although the histologic prevalence of prostate cancer clearly increases with increasing age from the 4th decade of life (27%) (6) to the 9th decade of life (54%) (7), we need to compare the histologic prevalence of invasive cancer to the SEER death rate from prostate cancer in the US. Because 34% of men in the 5th decade have invasive prostate cancer (6), I have taken a conservative histologic prevalence of invasive prostate cancer for all men to be 40%. In the SEER database, 75% of prostate cancers are diagnosed in men 65 years of age or older (8)(9). The SEER mortality rates from prostate cancer are age-adjusted to the 1970 US standard population and are available for the years 1993–1997 for all ages, for those under 65, and for those 65 and over (9). Because "all" ages and ages "under 65" include even males under 10 years of age, I have used only the SEER mortality data from prostate cancer for men over 65 years, which is 226.2 deaths per 100 000 men, or 0.2262 per 100 men, which represents an annual risk of death caused by prostate cancer of 0.23% for this age group. Given a hypothetical 100 000 men in the >65 years of age group and a prevalence rate of prostate cancer of 40% in this group, we would expect 40 000 men to have prostate cancer. With an annual death rate of 226.2 per 100 000 men (incidence rate) in this age group, we can see that 226.2 of 40 000 men, or ~1 in 177 men with histologic evidence of prostate cancer is likely to die of his cancer each year. I recognize that it may not be epidemiologically correct to compare age-adjusted death rates to histologic prevalence of invasive prostate cancer, but I am on safer ground using the SEER statistics only for men >=65 years of age. It is remarkable how few men >=65 years of age in the US actually die from prostate cancer, given the extraordinary histologic prevalence of invasive prostate cancer. The numbers are easy to verify. The 226.2 deaths from prostate cancer per 100 000 men >=65 years of age in 1995 is derived from the National Center for Health Statistics of the CDC based in Hyattsville, MD. The last NCI publication of these data showed that 34 475 men died of prostate cancer in 1995 (8). That the CDC number is approximately correct can be confirmed by taking the 13 800 000 men in the US >=65 years of age in 1995 (10) times the death rate from prostate cancer of 0.2262 per 100 men, which equals 31 216 deaths from prostate cancer, which is close enough to the CDC count of 34 475 based on death certificates.

Let us turn to recent evidence from Stanford as to just how good serum PSA is in reflecting the volume of prostate cancer and the probability of curing the cancer by radical prostatectomy or radiation therapy. To my knowledge, we presented the original evidence in 1987 that serum PSA was proportional to the volume of prostate cancer in our first 45 untreated radical prostatectomy specimens (11); the Pearson r2 x 100 for serum PSA vs cancer volume was only 35%, and even this correlation was driven mostly by the 58% of men who had serum PSA concentrations of 10 to >100 µg/L. We recently examined Pearson linear correlations for hundreds of men undergoing radical prostatectomy with a preoperative serum PSA of 2–22 µg/L; we chose 22 µg/L as the upper limit because in long-term follow-ups of men with peripheral zone cancers who were cured after radical prostatectomy, the highest preoperative serum PSA was 23 µg/L (12). The only two morphologic variables in the cancer that can be expected to reflect serum PSA concentration are the volume of Gleason grade 4/5 cancer (undifferentiated) and the volume of Gleason grades 1, 2, and 3 cancer (well-differentiated). Our 3-mm step-sections with estimates of the percentage of Gleason grade 4/5 cancers in all radical prostatectomies allows us to separate the largest (index) cancer volume into the volume (cm3) of Gleason grades 4/5 cancer and the volume of grades 3, 2, and 1 cancer. The r2 x 100 value for this relationship of serum PSA to 662 grade 4/5 cancers was 13%, and for 776 grade 3, 2, and 1 cancers, it was only 4%. These correlations are clearly much too low for PSA in the range of 2–22 µg/L to be used as a reliable marker for prostate cancer.

Because of this unexpectedly poor (one might say disastrous) correlation of both well-differentiated and undifferentiated cancer volume with preoperative serum PSA in the range of 2–22 µg/L, we also examined the relationship of preoperative serum PSA at 1-µg/L intervals between 2 and 10 µg/L and at 10–11.9, 12–16.9, 17–21.9, and >22 µg/L to biochemical PSA failure rates in men treated only by radical prostatectomy. We used Wilcoxon statistics for comparison of 132 pairs, but used the Bonferroni correction for 0.05 statistical significance (0.05/132 = 0.0004) to avoid falsely detecting differences where none existed. As seen in Table 1 , Kaplan-Meier survival analysis for PSA failure rates was not statistically different in men with preoperative PSA concentrations of 2–3 µg/L and higher preoperative PSA concentrations until PSA reached 12 µg/L. At serum PSA concentrations of 12–17 µg/L and certainly above 17 µg/L, there is no question in Table 1 that preoperative serum PSA is reflecting Kaplan-Meier PSA cure rates. These data argue that a man might be just as curable at a pretreatment serum PSA of 12 µg/L as he is at 2–3 µg/L.


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Table 1. Comparison of PSA pairs in Kaplan-Meier survival analysis (Wilcoxon) of 626 of 695 peripheral zone cancers with PSA follow-ups.1

In confirmation of the poor discrimination of serum PSA values between 2 and 12 µg/L in predicting cure rates after radical prostatectomy, Shipley et al. (13) analyzed preradiation serum PSA concentrations in 1765 men treated only by a standardized external beam radiation therapy protocol. The authors used recursive partitioning analysis to find the lowest preradiation serum PSA associated with the best postradiation PSA cure rates. The lowest preradiation PSA was 9.2 µg/L, which the authors showed by bootstrap analysis did not give significantly different results from a value of 10 µg/L. Thus, for the two major treatment modalities for prostate cancer—radical prostatectomy and external beam radiation therapy—pretreatment serum PSA concentrations between 2 and 10 µg/L are not helpful in predicting therapeutic outcome.

It is highly likely that benign prostatic hyperplasia (BPH) is the major contributor to serum PSA between 2 and 10 µg/L. The contribution of BPH in the transition zone to serum PSA is most clearly seen when all the BPH in the transition zone is removed by open surgical enucleation for urinary obstruction in men who have negative prostate biopsies. Although we first reported this observation in 1987 (11), eight cases in the last 10 years (Table 2 ) with long-term follow-ups serve to emphasize this convincing relationship. All of the men in Table 2 show striking decreases in their serum PSA, often as much as 100-fold, a decrease that we now know (but not in 1987) is maintained for years. Thus, BPH nodules exert a powerful influence on serum PSA; in fact, the free/total PSA ratio (and the complex/total PSA ratio, an indirect measure of free PSA) is probably nothing more than an estimate of the amount of BPH contributing to serum PSA, an estimate that can be made equally well by measuring the size of the prostate, or better yet, the size of the transition zone (in which BPH arises) by transrectal ultrasound (14).


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Table 2. Serum PSA before and after simple retropubic enucleation of all BPH nodules in the transition zone for obstructive urinary tract symptoms.

It is clear that we urgently need a better marker than PSA, regardless of its molecular form. The ideal new marker would be one based on Gleason grade 4/5 cancer. As seen in Fig. 1 , for each 10% increase in this undifferentiated form of prostate cancer in the peripheral zone, 10% of men failed biochemically on long-term follow-ups (15). Importantly, although the index (largest) cancer volume in our Stanford database of 859 untreated radical prostatectomies for peripheral zone cancers has gradually decreased from a mean and median of 4.77 and 3.13 cm3, respectively, in 1988–1991 to 2.54 and 2.01 cm3 in 1997–2000, 80% of all men continue to have Gleason grade 4/5 cancer (mean of 35%, median of 20% in 1988–1991 vs mean of 33%, median of 20% in 1997–2000).



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Figure 1. Results for 379 peripheral zone cancers treated only by radical retropubic prostatectomy and followed for a mean and median of 5 years with serial PSA determinations.

Biochemical failure was defined as a serum PSA of 0.07 µg/L and increasing by the Tosoh assay or a PSA of 0.2 µg/L and increasing by any other assay. Note that only 72 of 379 men (19%) had no Gleason grade 4/5 cancer; i.e., their cancer was well-differentiated (grades 3, 2, and 1). The few biochemical cures with >=71% grade 4/5 cancer (n = 43) occurred in men with small volume cancers. [Used with permission from JAMA 1999;281:1395–400. Copyrighted (1999) American Medical Association.]

My major concern is that transrectal biopsy regimens have now become so efficient that their positive biopsy rates are virtually identical to the 40% histologic ("autopsy") prevalence of prostate cancer. Presti et al. (16), by adding only 2 far lateral biopsies at the base and mid-region on each side of the prostate to the standard 6 mid-lobe biopsies (a total of 10 biopsies), increased their positive biopsy rate from 34% to 42% in 483 consecutive men undergoing first-time biopsies. Others have recently recommended taking as many as 15–20 biopsies of the prostate in a "5-region technique"; in 119 biopsy sessions, the positive biopsy rate was 40% (17).

What is the solution to our dilemma that we are now detecting prostate cancers that would usually be found only at autopsy in 3-mm step-sections (~40%) when only 1 of every 177 of these men >=65 years of age will die annually of prostate cancer? The first solution is to recognize the problem and to fully discuss it with our patients. The second solution is to recognize the serious limitations of serum PSA <12 µg/L in reflecting the histologic volume and grade of the cancer as well as the potential cure rates by radical prostatectomy or irradiation. There clearly is an urgent need for a better serum marker than PSA, including all of its molecular forms. A marker proportional to the volume of Gleason grade 4/5 cancer would be ideal (Fig. 1Up ), but that will require knowing the gene expression characteristics of grade 4/5 cancer as well as some good luck that some of the related proteins reach the serum in proportion to the volume of grade 4/5 cancer.

It will not be easy. However difficult the task, the statement by Brawley et al. (8) in November 1998 that "Medicine’s ability to diagnose prostate cancer has improved profoundly and has outpaced medicine’s ability to predict the biological behavior and the true clinical significance of diagnosed tumors" should serve as the understatement for the new millennium. Until we are able to predict the biological behavior of prostate cancer, I think it is difficult to justify a "point of care" rapid assay for serum PSA.


   References
Top
Abstract
Introduction
References
 

  1. Piironen T, Nurmi M, Irjala K, Heinonen O, Lilja H, Lövgren T, Pettersson K. Measurement of circulating forms of prostate-specific antigen in whole blood immediately after venipuncture: implications for point-of-care testing. Clin Chem 2001;47:703-711.[Abstract/Free Full Text]
  2. Prestigiacomo AF, Stamey TA. Physiological variation of serum prostate specific antigen (PSA) in the 4.0–10.0 ng/ml range in male volunteers. J Urol 1996;155:1977-1980.[Web of Science][Medline] [Order article via Infotrieve]
  3. Franks LM. Latent carcinoma of the prostate. J Pathol Bacteriol 1954;68:603-616.[Web of Science][Medline] [Order article via Infotrieve]
  4. Stamey TA, Freiha FS, McNeal JE, Redwine EA, Whittemore AS, Schmid H-P. Localized prostate cancer. Relationship of tumor volume to clinical significance for treatment of prostate cancer. Cancer 1993;71(Suppl):933-938.[Web of Science][Medline] [Order article via Infotrieve]
  5. Franks LM. Latency and progression in tumours: the natural history of prostate cancer. Lancet 1956;2:1037-1039.
  6. Sakr WA, Haas GP, Cassin BF, Pontes JE, Crissman JD. The frequency of carcinoma and intraepithelial neoplasia of the prostate in young male patients. J Urol 1993;150:379-385.[Web of Science][Medline] [Order article via Infotrieve]
  7. Hirst AE, Bergman RT. Carcinoma of the prostate in men 80 or more years old. Cancer 1954;7:136-141.[Medline] [Order article via Infotrieve]
  8. Brawley OW, Knopf K, Merrill R. The epidemiology of prostate cancer part I: descriptive epidemiology. Semin Urol Oncol 1998;16:187-192.[Medline] [Order article via Infotrieve]
  9. National Cancer Institute. SEER cancer statistics review 1973–1997.http://seer.cancer.gov/Publications/CSR1973_1997/prostate.pdf (accessed December 2000)..
  10. US Census Bureau. Statistical abstract of the United States. http://www.census.gov/statab/USA98/dd-pu.txt (accessed December 2000)..
  11. Stamey TA, Yang N, Hay AR, McNeal JE, Freiha FS, Redwine E. Prostate-specific antigen as a serum marker for adenocarcinoma of the prostate. N Engl J Med 1987;317:909-916.[Abstract]
  12. Stamey TA, Yemoto CM, McNeal JE, Sigal BM, Johnstone IM. Prostate cancer is highly predictable: a prognostic equation based on all morphological variables in radical prostatectomy specimens. J Urol 2000;163:1155-1160.[Medline] [Order article via Infotrieve]
  13. Shipley WU, Thames HD, Sandler HM, Hanks GE, Zietman AL, Perez CA, et al. Radiation therapy for clinically localized prostate cancer: a multi-institutional pooled analysis. JAMA 1999;281:1598-1604.[Abstract/Free Full Text]
  14. Stamey TA, Yemoto CE. Examination of the 3 molecular forms of serum prostate specific antigen for distinguishing negative from positive biopsy: relationship to transition zone volume. J Urol 2000;163:119-126.[Web of Science][Medline] [Order article via Infotrieve]
  15. Stamey TA, McNeal JE, Yemoto CM, Sigal BM, Johnstone IM. Biological determinants of cancer progression in men with prostate cancer. JAMA 1999;281:1395-1400.[Abstract/Free Full Text]
  16. Presti JC, Chang JJ, Bhargava V, Shinohara K. The optimal systematic prostate biopsy scheme should include 8 rather than 6 biopsies: results of a prospective clinical trial. J Urol 2000;163:163-167.[Medline] [Order article via Infotrieve]
  17. Eskew LA, Bare RL, McCullough DL. Systematic 5 region prostate biopsy is superior to sextant method for diagnosing carcinoma of the prostate. J Urol 1997;157:199-202.[Web of Science][Medline] [Order article via Infotrieve]



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